Real Life Regulators: Financial Fraud

Real Life Regulators: Financial Fraud

NASAA

Episodes 24
Avg. Duration 42m
Activity Highly Active
Apple Rating 5.0 (18)
Since Jan 2020
Latest Episode Apr 2026

Publishing Details

Schedule
Every 2 Months
Format
Episodic
Hosting
feeds.captivate.fm

About This Podcast

NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.

Podcasting 2.0 Features

episode medium

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Recent Episodes

The Boy Wonder

Apr 23, 2026 44m

In today’s episode, The Boy Wonder, we will discuss how a young man from Mississippi stole over a million dollars from about 40 hard-working Mississippians. He used his charisma, reputation, and fake…

The Preacher and the Mistress

Jan 28, 2026 52m

In today's episode, The Preacher and the Mistress, we will learn how an elderly preacher and his mistress used his Texas-based Christian radio talk show to steal over $30 million from his older…

Trends, Traps, and Truth – The World of Finfluencers

Oct 23, 2025 37m

Today we’re diving into the world of finfluencers – social media personalities who dish out financial advice – sometimes with risky consequences for investors. With expert guests John Eichkorn and…

NASAA 2025 Top Investor Threats

Sep 08, 2025 42m

Scams involving cryptocurrency, social media apps, and marketing tactics designed to play on emotions made NASAA’s 2025 annual list of top investor threats. In today’s special episode of Real-Life…

The Schemery at the Creamery

Jul 22, 2025 28m

From award-winning dairy to devastating deception. Trickling Springs Creamery, a beacon of East Coast goodness, hid a chilling secret. Philip Riehl, one of their own, used the sacred trust of his…

The Lone Wolf

Sep 27, 2024 38m

Today’s episode has a very fitting title “The Lone Wolf”.  Gregory Lone was truly a wolf in sheep’s clothing. Lone purchased a long-standing insurance company based in Wenatchee, Washington, and he…

Hatching from the Egg to Creating Your Own Nest Egg – Part 3

Aug 07, 2024 42m

Today’s episode is the final part of the three-part series titled “Hatching from the Egg to Creating Your Own Nest Egg.” Retirement is a goal we all have, and we all hope to obtain one day.This…

Hatching from the Egg to Creating Your Own Nest Egg – Part 2

Jul 07, 2024 53m

Today’s episode is part two of a three-part series titled “Hatching from the Egg to Creating Your Own Nest Egg.” This part will focus on the Sandwich Generation. These are the adults that are caring…

Hatching from the Egg to Creating Your Own Nest Egg - Part 1

Jun 07, 2024 50m

Today’s episode is part one of a three-part series titled “Hatching from the Egg to Creating Your Own Nest Egg”. Part one will focus on young adults. Young Adults have so much time to prepare for…

Ontario Securities Commission Episode

May 07, 2024 39m

Today’s podcast is a special episode that was recorded live during the 2024 NASAA Investor Education Training. We talked with representatives from the Ontario Securities Commission and discussed the…

Silver Lined Lies

Aug 07, 2023 46m

Today’s episode, “Silver Lined Lies,” was recorded live during the 2023 NASAA Investor Education Conference. We discussed how a small Utah coin shop owner used his storefront to execute the largest…

Failure to Launch

Jul 11, 2023 41m

Many of us currently use virtual communication platforms on a regular basis to communicate with colleagues, customers, friends, and family members. In today’s episode, “Failure to Launch,” our guests…

Rotten Tomatoes (Part 2)

May 04, 2023 32m

Today’s podcast is the concluding episode of our Rotten Tomatoes story. If you have not listened to part 1 yet, we encourage you do to so before you listen to this episode. Rotten Tomatoes details…

Rotten Tomatoes (Part 1)

Apr 05, 2023 40m

Today’s podcast is part 1 of a 2-part episode called Rotten Tomatoes. Rotten Tomatoes details how a career conman stole over 2 million dollars in less than 6 months from Alabama investors. He fooled…

The Next Frontier – A Virtual ‘Wild West’ in Nontraditional Investments

Sep 16, 2022 49m Transcript

This episode concludes our special three-part series that explores the different “frontiers” of fraud – from the early days of investing and the origins of the Blue captiSky Law, to the “Wild, Wild…

Money! Money! Money! The Name Has Changed, but the Fraud Game is Still the Same

Sep 16, 2022 34m

This episode is the second of our special three-part series that explores the different “frontiers” of fraud – from the early days of investing and the origins of the Blue Sky Law, to the “Wild, Wild…

The ‘Wild West’ of Investing and Origins of the Blue Sky Law

Sep 16, 2022 35m

Before there was digital currency, there was physical currency. Before there was physical currency, there was barter and trade. And if “necessity is the mother of invention,” then the necessity of…

The Salsa Swindler (Part 2)

Jul 07, 2022 30m

Today’s episode is the concluding episode featuring the Salsa Swindler. If you have not listened to part 1 yet, we encourage you do so before listening to this episode. The Salsa Swindler is a career…

The Salsa Swindler (Part 1)

Jul 07, 2022 26m

Today’s episode is part one of a two-part episode featuring the Salsa Swindler, a career criminal who started a long-distance relationship with lady who had accumulated some nice savings. However,…

Don’t Get Taken to the Cleaners

Sep 15, 2021 35m

Today's episode will focus on a Ponzi scheme case with many twists and turns involving a narcissist who will even pitch an investment idea to the prosecutors, fires his defense attorney during the…

Frequently Asked Questions

How many episodes does Real Life Regulators: Financial Fraud have?

Real Life Regulators: Financial Fraud has published 24 episodes since January 2020, covering topics in True Crime.

Is Real Life Regulators: Financial Fraud still active?

Real Life Regulators: Financial Fraud is currently highly active with new episodes every 2 months. Average episode length is 42m.

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